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Module
4 |
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Psychoanalytic
Theories: The Role of the Subjective |
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Many of the approaches described in this module focus on the
ways in which media texts position audiences to adopt certain ideological
stances and how audiences’ ideologies shape their experiences
with texts. However, the meaning of these texts is also shaped by
psychological forces associated with subconscious experiences and
subjectivity reflected in certain desires and needs evoked by the
experience with media texts. |
Subjectivity is central to audiences’ experiences with
media texts. Emotions function as “ways of seeing” (Solomon,
1976) and are “constitutive of acts of perceptions”(Vetlesen,
1994, p. 168) that actively orient participants’ attention
in certain ways. As Vetlessen (1994) notes, “emotions are
active in disclosing a situation to us” by illuminating others’
perceptions of a situation: |
Emotions make us attentive to the issue of how the other perceives
the situation; emotions link our own perceptions of the situation
to that of the other involved in it…to “see”
suffering as suffering is already to have established an emotional
bond between myself and the person I “see” suffering.
(p. 166).
|
These emotions reflect a moral responsiveness to or the need
to be concerned about situation or event. Emotions shape perceptions
of a situation “as laying a moral obligation on us, or as
‘addressing’ us, and, second, how we are the addressee
of such an obligation by virtue of the kind of being we are—human
subjects” (Vetlessen, 1994, p. 169). |
During the 1970s and 1980s, film theorist were heavily influenced
by psychoanalytic theories applied to understanding these subjective
experiences with texts, work published in the journal Screen,
founded in 1950. |
For Lacan, the self is continually attempting to define their
identity through three stages of development—need (“the
Real”), demand (“the Imaginary”), and desire (“the
Symbolic”). In the initial stage of the Real, an infant from
birth to 6 months has their needs fulfilled from the mother; there
is therefore no experience of loss. Then from 6 to 18th month, the
infant experiences sense of demand as it recognizes itself in the
mirror as having a sense of a whole body similar to other people,
creating the illusion in the Imaginary phase of having a sense of
self or “ideal ego,” even though that sense of self
is an illusion in the mirror. The child recognizes that there are
others in the world and there is such a thing as a “self.”
Once the child begins to perceive herself in terms of being the
“other” self in the mirror, they project themselves
onto the image in the mirror through language, the Symbolic phase.
The child can then function as an “I” through their
use of language. They then begin to experience a sense of loss or
absence because they recognize that they are incomplete. They also
define themselves in terms of gender differences. (summary
of a longer summary version of Lacan’s theory of development
by Mary Klages, University of Colorado) |
For Lacan, language assumes an important role in shaping unconscious
meanings and desires. Language reflects cultural socialization,
for example, around gender differences. The meaning of words such
as “woman” reflect cultural experiences and perceptions.
For example, the fact that there are separate toilets labeled “ladies”
and “gentleman” is a reflection of cultural practices
in Western culture in which different genders use different toilets
(Green & LeBihan, 1996). |
For applications of Lacan to film/media: |
Allen, R. (1997). Projecting illusion: Film
spectatorship and the impression of reality. New York: Cambridge
University Press. |
Fuery, P. (2000). New developments in film theory. New
York: Palgrave. |
Fuery, P. (2003). Madness and Cinema : Psychoanalysis,
Spectatorship and Culture. New York: Palgrave. |
Gledhill, C., & Williams, L. (2001). Reinventing
film studies. London: Arnold. |
McGowan, T. & Kunkle, S. (Eds.). (2004). Lacan
and contemporary film. New York: The Other Press. |
Rocchio, V. (2000). Reel racism: Confronting
Hollywood's construction of Afro-American culture. New York:
Westview. |
Zizek, S. (1992). Looking awry: An introduction
to Jacques Lacan through popular culture. New York: October
Books. |
Zizek, S. (2001). Enjoy your symptom!: Jacques
Lacan in Hollywood and out. New York: Routledge. |
Barbara Creed (2000) identifies several psychoanalytic theories
that draw on Lacan: |
1). Apparatus theory. Apparatus theory refers
to the ways in which film creates a sense of spectatorship in which
the audience assumes a sense of unity and control. This sense of
unity in the audience-screen relationship represents a return to
the Imaginary or the mirror stage in which the child perceives herself
in terms of a sense of idealized wholeness. In identifying with
the film star, a viewer harks back to the initial experience of
perceiving oneself in idealized terms. Creed (2000) notes that Christian
Metz (1982) posited that this viewing experience was voyeuristic
because there is always a distance between the viewer and the screen
image. This results in what Metz described as the “imaginary
signifier”—the viewer’s recognition that the screen
image’s portrayal of what is seemingly whole—as in the
Imaginary, is only an illusion, then the viewer recognizes a sense
of loss or something lacking. This sense of something lacking is
related to male awareness of the mother lacking a penis, a lack
which is made up by imaginary other forms of the phallus for females,
evident in responses to female phallic symbols of the breast or
high heel shoes. |
2). The male gaze. Creed notes that feminist theorist
reacted negatively to some of the largely male-focused uses of Lacan’s
theories. For example, Laura Mulvey’s Screen article, “Visual
pleasure and narrative cinema,” published in 1975, launched
a focus on the ways in which the “male gaze” was shaped
by psychological and cultural forces of male desire.
Mulvey argued that the female image on the screen is largely that
of the passive object subject to the “male gaze.” The
“male gaze” stance pervades much of the media in which
the female image becomes the object of male desire. While the male
gaze reflects male desires, it also evokes unconscious anxieties
related sexual difference. In many film, the threatening, “strong”
woman was often punished at the end, serving the remove this threat
for the presumed male audience. In a later article, Mulvey (1981)
explored the female audience stance associated with positive identification
with the strong, phallic female character, a reversion to Freud’s
pre-Oedipal phase of moving between both masculine and feminine
perspectives, creating a tension between the two.
The
male gaze: examples from different films
Dan
Chandler: Notes on The Gaze
|
3. Fantasy theory and the mobile gaze. Creed notes
that Mulvey’s arguments have been criticized by others who
posit that female desire can be defined in ways that go beyond Freudian
theory and in ways that do not presuppose masculinity as the norm,
as well as assuming a less deterministic, static stance (Doane,
1987 Kaplan, 2000; Modleski, 1988). |
Terje
Skjerhal: Laura Mulvey against the grain: a critical assessment
of the psychoanalytic feminist approach to film
|
For example, viewers may adopt a range of different fantasies
of identity, sexuality, and castration/difference, often moving
between those fantasies through adopting a mobile, shifting gaze
(Cowie, 1984). Other theorists posited that pleasure can be derived
from positions of passivity and submission, as well as the portrayal
of alternative forms of masculinity other than the traditional controlling
male (Silvermann, 1992). |
Psychoanalytic perspectives on sexuality also encompasses some
queer theory perspectives that focus on the ways in which different
forms of desires, including lesbian desires. Queer theory explores
the portrayals of alternative portrayals of different forms of sexuality
in media texts and films. |
Queertheory
Popcultures:
Queer theory
Queer
theory and film analysis
|
For application of Queer Theory to media/film:
|
Bad object-choices. (Ed.). (1991). How do
I look? Queer film and video. Seattle: Bay Press. |
Barrios, R. (2001). Screened out: Playing
gay in Hollywood from Edison to Stonewall. New York: Routledge. |
Benshoff, H., & Griffin, S. (2004). Queer
cinema: the film reader. New York: Routledge. |
Bornstein, K. (1994). Gender outlaw: Of men,
women, and the rest of us. New York: Routledge. |
Campbell, J. (2000). Arguing with the phallus:
Feminist, queer and postcolonial theory: A psychoanalytic contribution.
New York: Zed Books. |
Creekmur, C., & Doty, A. (Eds.). (1995). Out
in culture: Gay, lesbian, and queer essays on popular culture. Durham,
NC: Duke University Press. |
Doty, A. (1993). Making things perfectly queer:
Interpreting mass culture. Minneapolis: University of Minnesota
Press. |
Dyer, R. (2002). Now you see it: Studies on
lesbian and gay film. New York: Routledge. |
Hanson, E. (Ed.). (1999). Out takes: Essays
on queer theory and film. Durham, NC: Duke University Press. |
Jagose, A. (1996). Queer theory: An introduction.
New York: New York University Press. |
Mayne, J. (2000). Framed: Lesbians, feminists,
and media culture. Minneapolis: University of Minnesota Press.
|
Tasker, Y. (1993). Spectacular bodies: Genre,
genre, and the action film. New York: Routledge. |
Wilton, T. (1995). Immortal invisible: Lesbians
and the moving image. New York: Routledge. |
For texts on issues of gender and sexuality in films:
|
Benshoff, H. M., & Griffin, S. (2003). America
on film: Representing race, class, gender. New York: Blackwell. |
hooks, b. (1996). Reel to real: Race, sex,
and class at the movies. New York: Routledge |
Hirabyashi, L. R. (Ed.) (2003). Reversing
the lens: Ethnicity, race, gender and sexuality through film.
Boulder, CO: University Press of Colorado. |
| |
Don
Callen applies Lacan’s theories to an analysis of Citizen
Kane:
|
On a common aesthetic analysis of the place of rosebud in
the film, Citizen Kane, the sled functions like a literary
"symbol," an icon of unfulfilled promise, perhaps. Its
essence is a matter of aesthetic "representation," more
or less subjective impression. But in the Lacanian world, the
figurative "power" of rosebud represents little Charles's
teleological shaping of life, a meaningful integration of speech,
action and world, which is actually focused in this childish limb.
This condensation of childish mastery is sustained, however, only
within the delicate (non-literary) symbolic/intersubjective balance
that is broken when Charles Foster Kane is taken away to be made
fit for his inheritance. In Lacanian terms, his desire is subjected
to the mechanisms of the symbolic order, the big Other. By the
same token, Kane's adult life is filled with projects, “objects,"”
which exude a very public impotence, for all the symbolic recognition
that has been conferred upon him/them by others--perhaps the fundamental
paradox of the film. So instead of reading the film in terms of
an aesthetic overlay, something added as the expressive view of
an artist, or aesthetically sensitive viewers, Lacanian theory
has us see the world of our desires as filled with such foci of
teleological “necessity,” possibility, promise, and
failure--in other words, the content of our specific freedom.
|
In his film course, Callen explores some of the following themes
in various films: |
1. The symbolic stage of desire, the big Other,
signifiers and signification (The End of the Affair) |
2. The imaginary: primary and secondary narcissism,
metaphor and metonymy (The Little Thief) |
3. The real, meaning and radical contingency (Dead
Man) |
4. The death drive, time and the eternal, missed
encounters the two deaths (Magnolia) or perhaps (Bringing
Out the Dead) |
5. The modern (paranoid) subject, the tragic dilemma
of meaning and being, Is it ever other than foolish to think
"I'm the one?" (Matrix) |
6. Neurosis, psychosis, perversion (The Talented
Mr. Ripley) |
7. Family values (American Beauty) |
8. Dream and Fantasy (Being John Malkovich),
(Fight Club) |
| 9. Jouissance vs. the pleasure principle
(Eyes Wide Shut)
|
Mike
Pinsky argues that a central theme in Lacan is the search for
the phallus as the object of desire. |
In Lacan, the phallus is desexualized. It might be a penis, but
it might also be any number of other "objects" that act
as signifiers around which we project our Desire. Ironically, the
phallus itself, whatever it is, has no intrinsic value. It is in
itself worthless. It only gathers significance in reference to the
desires projected upon it. But since it is not really what we desire
(it is only a representation; the real desire is psychological),
we remain unfulfilled and continue our pursuit until we die. |
For instance, in The Maltese Falcon, when Sam Spade
(Humphrey Bogart) and company finally gather around the table to
uncover the allegedly valuable Maltese Falcon that they have all
been scrambling after, they strip away the surface to discover that
it is a fake, devoid of actual value. Gutman (Sidney Greenstreet)
is disappointed, but we get the impression that the real thrill
for him is in the chase. In fact, Spade has been pursuing the Falcon
the entire film not because it is worth money, but because it signifies
the solution to his partner's murder, the closure of "justice."
In this sense, he is the only one who receives fulfillment from
winning the phallus, although this justice ironically thwarts his
other desire: he has to turn in the woman he loves. This doubling
of Desire (sex v. justice) is fairly common in "hard-boiled"
detective stories and shows that Desire itself, in the Lacanian
sense, does not have to be merely sexual. |
Drawing on psychoanalytic theories, Norman
Holland (1998) argues that readers and audiences apply certain
“identity themes” to their responses that reflect a
dialectic of sameness and difference by noting patterns in their
own and in character’s practices that represent sameness.
At the same time, they also note deviations from that pattern that
represent difference. He cites the example of a student, Sebastian,
whose identity theme was one of wanting to please those in power.
In responding to a quote about the character of Colonel Saratoris
in William Faulkner's "A Rose for Emily”: “’who
he who fathered the edict that no Negro woman should appear on the
streets without an apron,’” Sebastian focused on the
Colonel as a power figure with whom he identities: “’I
react to the term `fathered' the edict . . . Fathering the edict
seems to in some way be fathering the women, to be fathering that
state of affairs. So it implied for me the sexual - well [he laughed]
- intercourse that took place between whites and Negroes’”
(p. 13). All of this suggests for Holland that identity is “a
relationship: the potential, transitional, in between space in which
I perceive someone as a theme and variations” (p. 15).
Holland’s notion of “identity theme” suggests
that readers’ and audiences’ identities stem from psychological
needs for power and support. These needs are manifested in the ways
in which readers and audiences respond in a consistent manner—the
element of sameness, a consistency that reflects the reiteration
of a certain “identity theme.” For example, a reader
who is consistently adopts a deferential stances given her concern
with offending others, may respond negatively to characters whom
she perceives as overly assertive or controlling.
|
Norman Holland: responses to films:
Shakespeare
in Love
The
Seventh Seal
8
1/2
Vertigo
|
In applying these theories to the classroom, students could discuss
central role of desire and fantasy in shaping their responses. For
example, they could examine the ways in which audiences’ desire
for change in themselves or in society may shape their responses
to media texts. People who desire a more equitable society may respond
positively to documentaries portraying the problems of an inequitable
society. |
Marshall Alcorn (2002) argues not all of these desires for change
are of equal moral worth. He notes that in debates over tax cuts
and government spending, a citizen could argue that their desire
for a tax cut associated with purchasing a new luxury vehicle to
“support the economy” does not carry the same moral
weight as the desire to support food or shelter programs for the
poor. |
For Alcorn, desire creates a dialectical conflict related to
a demand for a better symbolic representation of the world and one’s
identity. This dialectical conflict standards in opposition to a
fixated resistance to dialectical exploration associated with what
Lacan describes as the “master discourse”—the
need for an authority figure in the form of political or religious
leader or authority figure who provide people with a sense of certainty.
One of the subjective appeals of a “master discourse”
is that it provides a ready-made alignment to a community of similarly
devoted members. People then define their identities as loyal followers
of the leader or authority figure who fulfills their desires for
an identity constituted by a set of non-dialectical, fixated beliefs.
For example, the evangelical “Left-Behind” novel series
that portrays the plight of those who have not made it to heaven
and are fighting the forces of the anti-Christ provides readers
with an appealing absolutist cultural model of good versus evil.
In these novels, those who are “left behind” to fend
for themselves are continually on guard against the omniscient threat
of evil temptations. These novels provide readers who subscribe
to evangelical religious “master discourse” with a reaffirmation
of the value of being a certain kind of person constituted by being
a devote follower of this discourse as a means of combating the
continual potential threat of evil forces in their lives (Gutjahr,
2002).
|
Creed (2000) notes that some of these psychoanalytic perspectives
fail to account for the influence of historical and cultural forces
on the viewer, as well as well as lacking any empirical basis for
their claims based on the responses of actual viewers’ responses
to media texts. |
Gilles Deleuze |
Another important theorist related to subjective aspects of media
and film is Gilles Deleuze (1989), a French philosopher. Deleuze
was interested in how audiences assigned certain subjective meaning
to certain perspectives operating in moving images. He identified
three types of movement: the perception-image, the action-image,
and the affection-image. |
Gilles
Deleuze’s theories
Daniel
Frampton (1991) describes each of these types of movements.
|
The perception-image |
The perception-image is the perception of perception. In the
cinema, if we are shown a person going into a room and looking
around, and then a cut to a long-shot of the room as it would
be from the position of the person, then this is the perception
of perception, or the perception-image. It might seem that this
is just another term for the familiar point-of-view shot, but
Deleuze defines two types of perception-image: the subjectively
justified 'point-of-view' shot as described above (direct discourse);
and the anonymous viewpoint, where the camera seems to act like
a disembodied eye, not quite objective, but semi-subjective (indirect
discourse), yet which could always turn out to be truly subjective
(e.g., in the horror film, the floating camera in the bushes at
the back of the house suddenly spewing a hand that tries the back
door)….What Deleuze is getting at here is the idea that
there is a cinematic vision of content: in being able to see a
viewpoint (subjective), and then the character and his world from
a different point of view, the transition effects a transformation
in the viewpoint of the character. This can be most prominent
when the subjective image picks out something very specific that
was not so obvious in the character/world shot.
|
The action-image |
The action-image defines a structure (and is thus more like traditional
theories of film) rather than any one particular image, and is
the familiar place of 'determinate, geographical, historical and
social space-times' (MI:141), of realism, behaviour, and actual
milieux whose forces act on a character making him act to 'modify
the milieu, or his relation with the milieu, with the situation,
[or] with other characters' (MI:141), and so to attain a new situation.
This is Deleuze's 'large form' of the action image: SAS', from
situation to new situation via an action; and its variables, SAS:
reactionary action an
|
The affection-image |
Deleuze's classification of the affection-image relates to the
close-up image, whether of a face crying or angry, or a clock,
or indeed any object which is thus immediately 'faceified . .
. there is no close-up *of* the face, the face is in itself close-up,
the close-up is by itself face and both are affect, affection-image'
(MI:88). What Deleuze means by this is that all close-ups give
the image as much importance as if it were of a face -- for example,
the cut to a clockface *or* a human face will have the same degree
of (micro-political) significance if preceded by a large crowd
scene -- they both hold not one thought (meaning) but many, by
gathering and expressing the effect 'as a complex unity' (MI:103).
|
These three types of images represent the importance of how images
unfold in time as shaping one’s subjective experience of those
images. In focusing on the perception-image, an audience considers
how different perceptions are operating in a scene—who’s
perceiving whom and how is the audience positioned in this network
of perceptions to create certain subjective stances. In focusing
on the action image, audiences are examining how a series of images
is shaped by changes in situations or contexts, changes that create
certain subjective reactions. And in focusing on the affection-image,
audiences are focusing on how images shown prior to a close up influence
the subjective meaning of that close-up. |
Gilles Deleuze links:
Gilles
Deleuze
Deleuze
and Guattari on the web
Deleuze
and Guattari internet resources
Theorists
and Critics
|
For further reading on Deleuze and film |
Pisters, P. (2003). The matrix of visual culture:
Working with Deleuze in film theory. Stanford: Stanford University
Press.
|
References: Psychoanalytic theory |
Alcorn, M. W. (2002). Changing the subject
in English class: Discourse and the constructions of desire.
Carbondale, IL: Southern Illinois University Press. |
Butler, J. (1990). Gender trouble: Feminism
and the subversion of identity. New York: Routledge. |
Cowie, E. (1984). Fantasia. m/f, 9, 71-105. |
Creed, B. (2000). Film and psychoanalysis. In
J. Hill & P. C. Gibson (Eds.), Film studies: Critical approaches
(pp. 75-88). New York: Oxford University Press. |
Deleuze, G. (1989). Cinema 2: The Time-Image.
Minneapolis: University of Minnesota Press. |
Doane, M. A. (1987). The
desire to desire: The woman’s film of the 1940s. Bloomington,
IN: Indiana University Press. |
Green, K., & LeBihan, J. (1996). Critical
theory & practice: A coursebook. New York: Routledge. |
Gutjahr, P. C. (2002). No longer left behind:
Amazon.com, reader-response, and the changing fortunes of the Christian
novel in America. Book History, 5, 209-236. |
Holland, N. (1998). Reading and identity. [Online]:
http://www.clas.ufl.edu/users/nnh/rdgident.htm |
Kaplan, A. (Ed.). (1990). Psychoanalysis and
the cinema. New York: Routledge. |
Labeua, V. (1994). Lost angels: Psychoanalysis
and cinema. New York: Routledge. |
Lacan, J. (1977). The four fundamental concepts
of psycho-analysis. London: Hogarth Press. |
Metz, C. (1982). Psychoanalysis and cinema:
The imaginary signifier. New York: Macmillan. |
Modleski, T. (1988). The women who knew too
much: Hitchcock and feminist theory. New York: Methuen. |
Soloman, R. (1976). The passions: The myth
and nature of human emotions. Garden City, NY: Doubleday. |
Vetlesen, A. J. (1994). Perception, empathy,
and judgment: An inquiry into the preconditions of moral performance.
University Park, PA: Pennsylvania State University Press. |
Silverman, K. (1992). Male subjectivity at
the margins. New York: Routledge. |
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