Three articles describing the current economic situation of Silicon Valley


THE VALLEY HAS PLAYED KEY ROLE IN PROSPERITY
TECHNOLOGY BREAKTHROUGHS FUELED GROWTH

BY MATT MARSHALL, Mercury News Staff Writer
The San Jose Mercury News,Tuesday, February 1, 2000

Success has many fathers, but as the United States breaks the record for the longest economic expansion
in its history today, Silicon Valley's high-technology industry is widely seen as having played a crucial
role.

Economists and other experts say breakthroughs in technology and new business models, many of them
originating among local firms, combined with flourishing global trade to fuel the unprecedented nine-year
economic growth.

''Silicon Valley became the winning model,'' said Peter Leyden, co-author of the recent book, ''The
Long Boom: A Vision for the Age of Prosperity.''

''It was so potent that it was emulated by the whole economy. It is also the model that is now breaking
out throughout the world.''

Leyden, a former editor at Wired Magazine, and Peter Schwartz, president ofthe Global Business
Network, a futurist think tank in Emeryville, first argued in 1997 that the forces behind Silicon Valley's
model could create a continued boom of economic growth, which they now say could last 20 years or
longer.

Economists point to factors outside the valley that contributed to the boom -- such as a string of
recessions overseas that helped keep U.S. inflation in check by lowering the cost of imports -- but most
of them agree that Silicon Valley's contribution was essential.

It was Intel Corp.'s introduction and refinement of its microprocessor, for example, that first helped
boost worker productivity, Leyden says. Workers could produce more output per hour on faster, more
efficient computers, and could demand more compensation without companies having to lift the prices of
their goods. This avoided the wage-push inflationary pressures of past years that might have caused the
Federal Reserve Bank to raise rates and put the brakes on economic growth.

Innovations by Intel and other high-tech firms date back to the 1970s and were developed throughout the
1980s, periods of traditional boom and bust, but most companies did not start applying these technologies
in productive ways until the 1990s. New application of the microprocessor spawned ever more
innovations by the area's firms, eventually maturing into the Internet revolution -- and the so-called New
Economy.

Sun Microsystems helped develop servers, which control computer networks. Cisco System
manufactured routers, which keep a computer network running securely. Oracle produced database
software to utilize the new technology. Along with the expanding use of the Internet as a business
medium, productivity in U.S. industry has grown by 2.5 percent per year since 1996, a full percentage
point higher than the 25-year average.

Simultaneously, a new kind of business model was developed in the valley, one that was faster and more
flexible, and driven by the idea that anyone with a good enough idea can get the capital, the workforce
and the markets to make it a reality.

Companies like Sun could ally temporarily with Netscape or Oracle, and build on each other's expertise,
explains Leyden. ''There was this free-flowing dynamic, a cross-fertilization of people between
companies, a networking phenomenon.''

Anirvan Banerji, economist and co-director of the Economic Cycle Research Institute in New York,
argues that the expansion is partly the result of good luck -- luck that had nothing to do with innovation in
Silicon Valley.

For most of the 1990s, Banerji said, one or more of the world's major economies was in a recession.
This allowed the United States to import cheaper goods and services to offset its own inflationary
pressures. By helping the Fed avoid interest rate hikes, these overseas recessions helped create the lowest
volatility of any post-World War II expansion, he said.

That coincidental good fortune may have ended in 1999, however, as Japan -- the world's second-largest
economy -- emerged from more than eight years of recession. Now, import prices are increasing again in
the United States, which Banerji believes could cause the Fed to lift rates considerably.

''We are no longer able to benefit from the misfortune of other economies,'' Banerji said.

Yet even Banerji believes Silicon Valley played a crucial role throughout the boom. Recession and
currency devaluation abroad resulted in cheap imports that ordinarily would have hurt domestic
companies unable to compete on price. But it was here that Silicon Valley played a vital role.

''The valley's investment in different kinds of technology enabled productivity gains,'' said Banerji.

''Jobs became easy to get. There is a strong relationship between the ease of getting jobs and consumer
confidence. This in turn powered the economy.''

Silicon Valley was also behind the booming stock market, Banerji said. ''These stock market gains, year
after year, boosted investor confidence in the economy, which in turn boosted consumer confidence.''

1999's flood of funding fuels valley Internet companies drawing more -- and larger -- investments

BY SHAWN NEIDORF
Mercury News Staff Writer
The San Jose Mercury News, Saturday, February 5, 2000

Venture capitalists, the financiers of the
Internet revolution, poured an astonishing $13.4
billion into Bay Area companies last year --
more money than they invested in the past five
years combined.

The latest quarterly Money Tree survey,
compiled by PricewaterhouseCoopers and the
Mercury News, shows that the venture
investments surpassed all previous records,
especially during the last three months of
1999, when $5.68 billion went to 358 local
companies. That means the fourth quarter alone
outstripped the previous one-year record
of $4.5 billion set in 1998.

As has been the case since the mid-1990s, the
Internet remains the driving force.

``Today, the Internet is transforming so many
(traditional) industries that we get great business ideas coming in every
day that we can't even process,'' says David Cowan,
managing partner of Bessemer Venture in Menlo Park.

``I think at the core of the growth is just
this huge, fertile unclaimed continent that's been discovered. All that's
stopping you from staking your claim is whether you can run
faster than the next guy.''

Money is pouring into software, networking and
equipment companies, and it's coming in larger and larger amounts.
According to the survey, the average investment was $8.1
million in last year's first quarter and soared to $15.9 million in the
fourth quarter. The mega-deals are also increasing, with 18
companies receiving more than $50 million in the fourth quarter.

Building fast

ValiCert Inc. is one example of the 328
venture investments in Bay Area software companies last year. The company
helps verify that electronic financial transactions are
complete, that ``virtual'' money has changed hands. Chief Executive Yosi
Amram is trying to make his company run faster, and he is using
venture funding and strategic partnerships to power their efforts. ValiCert
raised about $23 million last summer. ``You have to build
fast,'' Amram said.

The Mountain View-based company has no direct
competitors, Amram said, but he fears an entrant from a similar business. To
survive, ValiCert sought a venture-capital
investment to grow quickly and used some of the money to make a strategic
investment late last year.

Networking companies were also popular with
venture capitalists last year, drawing $1.64 billion to 104 companies. These
networking companies need larger investments
to develop their products, says Jonathan Feiber, a general partner in Mohr
Davidow of Menlo Park.

For example, Brisbane-based Colomotion Inc.,
known as Colo.com, received the second-largest investment of the year with
a $200 million infusion in the fourth quarter.
Jetstream Communications of Los Gatos and iBeam Broadcasting Corp. of
Sunnyvale also attracted large sums in the last quarter.

E-commerce is hot

The investment in e-commerce is also growing
rapidly. It rose tenfold from $102 million in 1998 to $1.2 billion in 1999,
with major investments in e-commerce sites such as
More.com of San Francisco, Wine.com of Palo Alto and Petstore.com of
Emeryville.

However, these types of investments could
decline this year because of the increasing competition among
consumer-oriented companies.

The surge of money puts increasing pressure on
venture capitalists to get a deal done quickly before other venture
capitalists beat them to an agreement with the entrepreneur.
``We're on rocket fuel,'' said Hank Barry, a partner at Hummer Winblad
Venture Partners in San Francisco.

He contends that the faster speed of
deal-making is a sign of an efficient market. Since the investment
structure is ritualized, lawyers
and accountants know the system, and venture
capitalists with the right contacts can examine the deals quickly, he said.

But A. Grant Heidrich of the Mayfield Fund
isn't so sure. Given the ``breakneck speed'' of deals, he does not think
most venture capitalists spend enough time getting to know
entrepreneurs before inking a deal. He worries, for example, that some
``teams'' are really just groups of people who recently came
together, untested alliances of people who have not worked together
previously.

Despite the risks inherent in fast-paced,
big-dollar Internet investing, Mohr Davidow's Feiber expects the Net to
continue to dominate the local economy, as the automobile dominated
Detroit. He thinks of the area as a kind of large company town, ``and the
company is Silicon Valley Inc.''

Contact Shawn Neidorf at sneidorf@sjmercury.com or (408) 920-5916.

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Stream of IPOs could subside. Havoc forces VCs to be more selective
BY SHAWN NEIDORF
Mercury News Staff Writer
The San Jose Mercury News,Wednesday, April 5, 2000

The Nasdaq's recent slide and its mid-day
plunge Tuesday could shut the window for
IPOs if the market continues its roller
coaster ride.

For now, Silicon Valley venture capitalists
are staying calm though concerned, waiting
for the return of more IPO-friendly equilibrium.

``I think that we will continue to see some
volatility, but my hope is that some of the
speculation has been washed out of the
market,'' said Jos Henkens, a general partner at
Advanced Technology Ventures in Palo Alto.

VCs have ridden public market ebullience to
high returns through most of the 1990s,
and those profits have allowed them to raise
increasingly larger pools of capital --
$46.6 billion last year -- which venture
capitalists have invested in new companies.

Eye-popping returns

As of Sept. 30, the average one-year return
for venture capital was 62.5 percent,
according to Venture Economics, a Newark,
N.J., venture capital data collector. Jesse
Reyes, vice president of Venture Economics,
estimated the average 1999 return could
exceed 100 percent once it's calculated. By
contrast, the average VC return was 18.1
percent in 1998, when the IPO market was much
leaner.

As Grant Heidrich, a partner at Menlo Park's
Mayfield Fund, puts it, venture capitalists
have been taking companies public in a ``very
forgiving and generous environment,''
and the Nasdaq's gyrations may bring a

Last week, Palo Alto venture capitalist Cliff
Higgerson was visiting with 11 investors,
seeking their capital for a new fund.

Their conversation turned to the public
market, and both the fund manager and his
backers agreed that of the good, young
companies in the public market, probably some
80 percent to 90 percent were overvalued. And
of the not-so-good young companies,
they figured 98 percent were overvalued, said
Higgerson, a general partner at
ComVentures.

Everyone assumed it would be just a matter of
time until the valuations snapped, and
Higgerson said Tuesday that perhaps this is
the time, reflected in the Nasdaq tumult of
late. The index has been sliding since March
10, and Tuesday saw a wild dip of more
than 500 points, then a rebound until it
closed down 74.79.

Plan B, as in bear

If this is the start of a lasting downturn,
Higgerson isn't worried. It would mean
marginal companies won't get funded, and some
venture capital fund backers likely
will leave the market, but ``venture capital
will go on just fine, thank you.''

Indeed, venture capitalists would be both
hurt and helped by a prolonged stock-market
decline. The companies in venture portfolios
that are ready to go public or be acquired
would be less valuable. On the other hand, a
dampened public market would lower the
values of young, private companies, and that
would cut the price venture capitalists pay
for the shares they take when they invest in
new companies.

Eventually, a bear market of several years
would hurt venture capitalists by dragging
down returns.

ATV's Henkens remembers when an information
technology company was expected to
have three profitable quarters before going
public. These days, companies go public
with no profits -- some without even having
revenues.

That means the risk venture capitalists used
to help wring out of companies before
taking them public is being passed on to the
public instead.

 Are the companies pulled by the public
markets onto the exchanges, or are they pushed
onto the exchanges by eager company managers
and venture backers? Probably both,
observers say.

At least until recently, the public has
gobbled up information technology stocks, and
that helped lure more companies into IPOs.

Going public and having a high-flying stock
is seen as a ``weapon'' by the companies,
said Ned Zachar, a director of research at
Thomas Weisel Partners, a San Francisco
investment bank. Going public brings name
recognition with investors and also helps
with branding efforts. Going public also
gives young companies tradable stock with
which to buy other companies to ramp up growth.

But in an extended down market, VCs expect
investment bankers will raise their
standards for taking companies public.

``I think it's going to raise the hurdle a
little bit,'' Reyes said.

Contact Shawn Neidorf at sneidorf@sjmercury.com or (408) 920-5916.
 
 

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