ABSTRACT: Mental health professionals use a variety of image-based techniques
when interviewing children about sexual abuse allegations. These include
anatomical dolls, books, puppets, drawings, projective cards, play dough,
games, and toys. Many of these lack acceptable validity or reliability for
the ways they are used; whereas others appear helpful in obtaining forensically-useful
information from young children. The history and current status of research
concerning the child witness is the background for a discussion of these
practices. It is argued that interviewers should only use techniques that
can be defended in terms of their reliability and validity.
From ancient cave drawings, to archeological artifacts ranging from royal
jewelry to household objects, to thousands of clay Chinese warriors, to
today's computer screen, images and symbols show the richness and complexity
of human life. Human cognition often depends upon the use of images and
symbols to represent or stand for something other than itself. This ability
separates us from all other creatures and has enabled humanity to transcend
space and time. Science makes great use of models, symbols, and number systems
to advance our human capacities.
The use of images and symbols is so much a part of human cognition that
adults often completely overlook the fact that children are not born with
a capacity to represent one thing by another thing. This is a cognitive
capacity that must be learned during the developmental process of the individual
from infant to adult (DeLoache, 1995a). A longitudinal study of this process
in seven distinct symbol systems (Gardner & Wolf, 1987) shows developmental
changes both within and across the seven systems. From ages 5 to 7 the symbolic
process begins to develop and notational literacy is acquired in early school
years.
Unfortunately, during early developmental stages when children are difficult
to communicate with, adults who want to elicit information from children
may attempt to use images and symbols in an effort to break through the
limitations. But the child may not have the capacity to use one object to
represent another. If adults are not familiar with this developmental process,
they may miss opportunities to accurately understand children and may then
introduce unnecessary error into the interaction.
Mental health professionals use a variety of techniques employing images
when interviewing children about sexual abuse allegations. These include
anatomical dolls, books, puppets, drawings, projective cards, play dough,
games, and toys (Conte, Sorenson, Fogarty, Rosa, 1991; Kendall-Tackett,
1992). Many of these are controversial and do not show acceptable validity
or reliability for the ways they are used (Underwager & Wakefield, 1995);
others appear valuable for assisting young children to provide forensically
useful information. A crucial factor is how the image-based techniques are
used by the interviewer. The history and current status of research concerning
the child witness is the background for a discussion of these practices.
Brief History of Research on Child Witnesses
In the early part of the 20th century, research on children's memory focused
on children as witnesses in court. Most of this research was in Europe,
especially Germany and France; there was very little in the United States
until the 1920s and even then there were only a few studies on the child
witness until the 1980s (Ceci & Bruck 1993, 1995). Although children
in Canada, America, and Great Britain were rarely permitted to testify,
their testimony was allowed in some other European countries, hence the
interest in performing research that dealt directly with children's court
testimony. The general conclusion from this research was that young children
were suggestible and vulnerable to making serious errors in their court
testimony (Ceci & Bruck, 1993, 1995; Goodman, 1994; Wakefield &
Underwager, 1988).
Following this early period, little research was done for years and laboratory
studies of children as witnesses were rare until the 1970s. But then the
increases in reports and allegations of sexual and physical abuse led to
changes in the legal system regarding the admissibility of child witnesses'
testimony (Ceci & Bruck, 1993, 1995; Goodman, 1984). In most countries
the requirement for corroboration of children's statements alleging sexual
abuse was dropped. Therefore, children's credibility, their reliability
as witnesses, and their susceptibility to leading questions quickly became
salient issues. Over the past few years interest in this issue has proliferated
and there are now hundreds of articles in the literature addressing these
topics.
During the beginning of this recent period, the testimony of young children
was often accepted in the justice system as truthful and false allegations
were believed to be extremely rare (i.e., Faller, 1984; Summit & Kryso,
1978). A number of unsupported dogmas, such as children cannot lie about
sexual abuse and children cannot be "coached" to make erroneous
statements about abuse, gained acceptance in the legal and mental health
communities. Although some researchers acknowledged that suggestive interviews
might cause children to make unimportant errors about peripheral details,
it was claimed that children could not be led to make statements about important,
central events. Several highly publicized cases during this period involving
satanic, ritual abuse allegations resulted in convictions (Nathan &
Snedeker, 1995).
To our knowledge, the first time expert opinion on the impact of leading
interrogations was given in a court of law was when Dr. Underwager testified
in a sex abuse trial in Winner, South Dakota, in the winter of 1983. The
next year we were the experts in the first of the highly publicized Scott
County cases to go to trial where Dr. Underwager provided similar testimony.
In these cases 25 adults were accused of abusing 40 children in two interlocking
sex rings. The alleged abuse involved animals, ritual abuse, and murder.
This trial resulted in an acquittal and charges were dropped against all
but the first defendant, who had confessed. A later state attorney general's
report (Humphrey, 1985) concluded that the repeated suggestive interrogations
of the children made it impossible to sort out what may have happened.
Following this, a few forensic psychologists and psychiatrists began to
report on their analyses of actual real world interrogations (Coleman, 1986;
McIver, 1986; Underwager, Wakefield, Legrand, Bartz, & Erickson, 1986).
These early reports of actual real world interrogations suggested coercive
questioning could produce serious errors in a child's statements. Then,
as academic researchers became involved in actual cases and reviewed videotapes
of actual interviews, they began conducting studies that more closely approximate
what happens in the real world. These studies demonstrated that children
who are interviewed suggestively can produce false narratives about fictitious
events, including central events (see Ceci & Bruck, 1995 for a review
of this research). These erroneous narratives were often coherent and detailed
and could not be detected as false by professionals. As a result, the current
consensus of scientific opinion has revived the initial caution and concern
about children's reliability and suggestibility. The justice system now
recognizes these data and several of the highly publicized convictions in
the United States and Canada from the 1980s have been overturned.
It is now acknowledged that persistent suggestive questioning can lead children
to provide accounts of events that never occurred, even when they first
denied them. Sometimes the questioning results in the child developing a
subjectively real memory for an event that never happened. (Bruck &
Ceci, 1995; Ceci, 1994; Ceci & Bruck, 1993, 1995; Ceci, Loftus, Leichtman,
& Bruck, 1994). Several conclusions are now generally accepted in the
scientific community (Ceci & Bruck, 1993):
· First and foremost, contrary to the claims made by some . . . there do appear to be significant age differences in suggestibility, with preschool-aged children being disproportionately more vulnerable to suggestion than either school-aged children or adults (p. 431).
· Our review of the literature indicates that children can indeed be led to make false or inaccurate reports about very crucial, personally experienced, central events (p. 432).
· The second major conclusion is that contrary to the claims of some, children sometimes lie when the motivational structure is tilted toward lying (p. 433).
· Third, notwithstanding the aforementioned two points, it is clear that children-even preschoolers-are capable of recalling much that is forensically relevant (p. 433).
· A 4-year-old girl drew nothing but circles which she called "caves." One of the drawings looked to the psychologist like male genitalia-when asked what it was, the child said it was "a ball rolling into a lion's cave." The psychologist said this meant the child has been subjected to some type of traumatic experience. But when we saw evaluated the child, now age 5, we found that she was of borderline intelligence and could not do any kind of drawing task. All she could do was make scribbled circles.
· The child, when asked to draw a tree, also drew a cactus (Figure 2). This was interpreted in terms of "unconscious expression of danger and fearfulness." However, the child was not asked if she had a cactus in her yard (this was in Texas).
· The 7-year-old girl drew a picture of herself and her sister with their hands up in the air with the father standing next to them and smiling (Figure 3). She told the psychologist that she and her sister were "cheering at a show." But the psychologist claimed that this really signified a "helpless posture." She saw it as significant that there were no fingers drawn on the hands and that the hands were large on the father-she claimed that abused children put large hands on the drawings of their perpetrators. She also said that the thick lines in the crotch in the picture of the father meant an emphasis on genitals, was probably a penis, and showed anxiety about the father. She concluded that the girl, who continued to deny allegations of sexual abuse by the father, had, in fact, been sexually abused by the him.
· Hundreds of drawings over two years were interpreted by a psychologist who saw two girls in a day care case with allegations of ritualistic satanic abuse complete with costumes, masks, dead animals, sacrificed babies, blood, feces, skeletons, and monsters. These allegations only surfaced during therapy. The psychologist depended heavily upon the children's drawings in forming conclusions about satanic ritual abuse. But all of the drawings were typical of the types of scribbles and rudimentary figures drawn by 3- and 4-year-olds. In her deposition the psychologist said that what she believed was significant included practically every characteristic she believed she saw in the drawings:
There are no empirical data to support these types of interpretations.
Despite their frequent use in child abuse investigations, drawings are subject
to the same criticisms as the anatomical dolls (Underwager & Wakefield,
1990; Wakefield & Underwager, 1988, 1989, 1994). Interpretations of
drawings lack validity and reliability as projective assessment devices.
In a review of the Draw-A-Person test in the Seventh Mental Measurements
Yearbook, Harris (1972) states that there is little evidence for the
use of "signs" as valid indicators of personality characteristics.
In fact, there is so much variability from drawing to drawing that particular
features of any one drawing are too unreliable to say anything about them.
Reviews by Cundick (1989) and Weinberg (1989) in the Tenth Mental Measurements
Yearbook note that there are no normative data establishing reliability
and validity of the Kinetic Drawing System. Smith and Dumont (1995) state
that four decades of research have failed to support the validity of human
figure drawings in assessing personality, behavior, or intelligence. They
observe that the confirmatory biases expressed in anchoring errors predispose
clinicians to find support for their initial opinions in whatever material
the client provides.
There are serious methodological problems with the few studies that claim
to find differences between sexually abused and nonabused children. As with
the anatomical dolls, studies with drawings with children suspected of being
abused would have to take place before children underwent physical examinations,
interviews, or therapy since these could affect their drawings. The persons
who rated the drawings would have to be blind concerning the child's status
regarding abuse. Ideally, a study would involve children who were all suspected
of being abused who, based on subsequent evidence, could be divided into
those who have and have not been abused. None of the studies meet these
criteria.
Another common drawing technique is an outline of the back and the front
of a naked male or a female. These cards are ostensibly used to enable the
interviewer to learn what terms the child uses for body parts. However,
this suggests that the purpose of the interview is to talk about sexual
matters. The interviewer also may also tell the child to put an X where
he or she was touched, which gives the message, "You were touched,
now show me where." A recent New Zealand research report questions
whether this constitutes a prompt or priming technique and states that drawings
increased errors and confabulation in children's accounts (Rawls, 1996).
Nevertheless, drawings may be useful evaluation aids. They can provide information
about possible perceptual-motor difficulties and developmental delays. They
can help build rapport and encourage narrative accounts. Goodwin (1982)
had children complete the Draw-A-Person task and the Kinetic Family Drawing
and also asked them to draw whatever they wanted, to draw the whole family
doing something together, and then to draw a picture of the alleged perpetrator.
She reports that drawings were helpful in understanding the child's fears
and anxieties, her view of the family, and her self-image, and in opening
up a workable line of communication between the evaluator and the child.
She cautions, however, that by themselves drawings are not sufficient to
form diagnostic conclusions. Miller et al. (1987) report that, once a child
has drawn a picture, he or she becomes highly verbal regarding the contents
of the drawing. They believe that drawings are less threatening to a child
who is hesitant to talk.
But drawings must not be used suggestively or the child's description of
the drawing selectively reinforced. It inappropriate to tell a child who
has not mentioned anything about abuse to "draw me a picture of what
daddy did to you." Any useful information about possible abuse will
come from the child's explanations of the drawing and spontaneous narratives
that this elicits. Details and signs in the drawings itself cannot be projectively
interpreted. Drawings may be valuable in building rapport and in facilitating
communication but they cannot be used in the absence of a description from
the child to draw conclusions about abuse.
Other Projective Techniques
Other image-based projective techniques are often used in child abuse assessment.
The Rorschach Ink Blot Test, which can be used with children as young as
5, consists of 10 inkblots on white backgrounds (Rorschach, 1921). The child
is asked what the ink blot "looks like" and asked to explain the
response. Although the responses are believed to reflect personality characteristics,
there are serious doubts about the Rorschach's validity, and hence usefulness,
as a diagnostic technique (Dawes, 1994; Wakefield & Underwager, 1993;
Ziskin, 1995).
Another well-known projective test is the Thematic Apperception Test (TAT).
The TAT consists of 31 ambiguous pictures depicting a variety of situations
or dramatic events and the person is asked to tell a story about the characters
(Murray, 1943). Although scoring systems have been developed for analyzing
the responses, none have received widespread acceptance. Practitioners are
likely to use different systems, idiosyncratic systems, or no systems at
all; therefore, despite its popularity, the TAT lacks reliability and validity
(Ryan, 1985). A similar test intended for children ages 3 to 10 is the Children's
Apperception Test (CAT) (Bellak & Bellak, 1980). The CAT, which consists
of 10 pictures depicting anthropomorphic animals in a variety of situations,
also lacks norms and data on reliability and validity.
The Storytelling Card Game (Gardner, 1988) consists of 24 different
scene cards and 15 figurines, ranging in age from infancy to old age. The
child is asked to select one or more figurines, place them on the card,
and tell a story. This technique is not suggestive in terms of sexual abuse
and may be used as a rapport builder or interview aid. There are no data
on its reliability or validity and it cannot be considered a psychological
test.
The Projective Story Telling Cards (Caruso, 1990) consist of a series
of cards with drawings on them depicting a wide variety of situations. There
are no standard instructions for administration and the evaluator is instructed
to select cares that represent particular concerns. The manual gives the
example of choosing cards that may represent circumstances of sexual abuse
when evaluating a child where child protection believes the child may have
been abused by a live-in boyfriend.
Many of the cards are relatively neutral or ambiguous, and may serve the
same function as does a carefully-chosen book. But other cards are highly
suggestive. Some depict adults and children in bed wearing only underwear
with cameras prominently displayed. One depicts a young child with his mouth
open standing a few inches in front of the open fly of an adult male. Several
show graphic satanic ritual abuse scenes, including one in a graveyard with
robed adults standing around a fire, holding a baby with its head cut off.
Although the publisher claims that these cards represent "a relevant,
meaningful, and useful tool" for assessment, there are no data concerning
reliability and validity.
Play Therapy Toys
In play therapy, the assumption is that the child expresses and works out
conflicts and problems through play. There are many different toys to choose
from and the toy chosen along with the child's play with these may be interpreted
in terms of suspected sexual abuse. For example, in one case, the child
made long rolls out of play dough, which were interpreted as penises by
the therapist. When the child then cut the play dough into pieces, this
was interpreted as reflecting anger at the alleged perpetrator (the father).
The symbolic interpretation of play behaviors as images representing something
else is a psychoanalytic concept. In 1905 Freud used the case of Little
Hans to suggest the play of little children represents conscious and unconscious
wishes and fears. Psychoanalytic therapists take for granted that children's
behaviors can reveal troubling unconscious factors otherwise not available
to either the child or the observer (Slade & Wolf, 1994).
Play therapy for sexual abuse is sometimes called "disclosure-based"
and the sessions focus on reenactments in play, expressing feelings, and
talking repeatedly about the alleged abuse. Although there is no evidence
that play therapy is an effective therapeutic procedure (Campbell, 1992b;
Underwager & Wakefield, 1990; Wakefield & Underwager, 1988, 1994;
Weisz & Weiss, 1993), children are frequently given therapy for sexual
abuse before there has been any legal determination that sexual abuse has
occurred.
There is no support, however, for the supposition that specific interactions
with toys in play therapy can be used as signs to establish the truth of
past events. The same objections raised earlier about the projective "sign"
interpretation of drawings are relevant here. Also, disclosure-based play
therapy can influence children to accept the beliefs of the therapist and
can be a contributing factor in cases of false allegations (Campbell, 1992a).
Image-Based Techniques in The Cognitive Interview
Children's reports of events based on their free recall are quite accurate,
but young children provide very limited amounts of information. Therefore,
the task of the interviewer is to encourage children to provide more information
without asking leading questions which risks increasing error. The cognitive
interview involves techniques designed to elicit from a child as complete
a narrative report of the event as possible. Although much in the cognitive
interview is similar to other suggestions about how to conduct an effective
and nonsuggestive interview, the cognitive interview is distinguished by
its memory-jogging strategies.
Several research studies on the cognitive interview indicate that it does
improve the accuracy and increase the amount of information (Fisher &
McCauley, 1995; Powell & Thomson, 1994). Studies with children also
suggest that, in comparison with a standard interview, the cognitive interview
results in more correct facts recalled without an increase in errors (Fisher,
1995; Fisher & McCauley, 1995; Saywitz, Geiselman, & Bornstein,
1992). There are limitations in generalizing from this research since none
of the children were younger than 7 and the events have not involved personally
experienced, traumatic events. In addition, the interviews in the research
studies took place shortly after the event, but in the real world, investigatory
interviews may take place months later.
Nevertheless, several of the image-based suggestions may be useful in interviewing
children about alleged abuse. Modifications of the techniques are necessary
with young children since some of the specific techniques are not appropriate
with children. For example, before a certain age, children do not appear
to understand some of the memory strategies (Bekerian & Dennett, 1995).
One memory retrieval technique involves attempts to recreate the original
context or circumstances. The witness is instructed to mentally recreate
the environmental, cognitive, physiological, and affective states that existed
at the time of the original event (Fisher & McCauley, 1995). We have
used family photographs, favorite toys, and familiar objects to help young
children picture the circumstances, persons, and feelings surrounding the
alleged events. We then encourage free narrative recall by asking them to
tell everything that happened that they can remember.
For example, a father who had not seen his 4-year-old son in over a year
provided a favorite toy that had been left with him. The child remembered
the toy with affection and began talking about playing with his father.
Another child, who initially recalled very little about life with her father,
recalled several relatives and incidents when looking at family photographs.
A child was able to talk about when he was in day care after looking at
several photographs of the day care center. The value in such objects lies
in tapping into the child's free recall. If suggestive and leading questions
are asked about the objects, the risk of error in greatly increased.
Another way of reinstating the context is by imaging. The child can be asked
to close her eyes and try to picture the event and the circumstances surrounding
it. She can be asked to report everything she pictures in her mind about
it, no matter how small. With children, however, it is important to stress
that they should only describe actual events that have happened.
Children who are old enough to understand the instruction can be asked to
describe the incident from a different perspective, that is, as if someone
else were watching, what they would have seen. They can be asked what the
incident would have looked like from the doorway or from the ceiling. Since
the words "imagine" or "pretend" may be perceived as
an instruction to fantasize, these terms should be avoided with young children.
For children who are old enough, backward order recall may allow increased
information to be produced. The child can be asked to picture the events
in backward order beginning with the end, then the middle, and then the
beginning. After each response, the child is asked, "What happened
right before that?" This technique, however, will be confusing to younger
children who have not developed the necessary knowledge about time and sequencing.
Conclusions
Given the lack of demonstrated validity and reliability for many image-based
techniques used in obtaining information from children, there are serious
questions about the ethical quality of their use. The use of invalid techniques
and techniques when there are questions about competency is proscribed by
the 1992 American Psychological Association's Ethical Principles and Code
of Conduct (Bersoff, 1995; Smith & Dumont, 1995; Dumont & Smith,
1996). Since it is not possible to be competent in doing something that
nobody knows how to do to produce outcomes at a better than chance level
(Underwager & Wakefield, 1989), until there is sufficient research
to show a technique can meet the requirements for validity and reliability,
it is best to remain cautious and use only those which can be defended adequately.
Knowledge and understanding of the developmental capacities of children
to use one object to represent another must also be demonstrated. Whatever
techniques are used, any limitations or qualifications to any opinion based
on the use of images must be clearly stated.
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